Whistleblower

If you think a firm or individual is involved in wrongdoing in an area a financial authority regulates and you need to make a report in confidence, you can speak to many financial authorities through their whistleblower system. Here is a list of all financial whistleblowing and financial authority complaint reporting systems in the world:

• United States - US. Securities and Exchange Commission (SEC): https://www.sec.gov/whistleblower
• United Kingdom - Financial Conduct Authority (FCA): https://www.fca.org.uk/firms/whistleblowing
• European Union - European Securities and Markets Authority (ESMA): https://www.esma.europa.eu/whistleblowing
• Canada - Ontario Securities Commission (OSC): https://www.osc.ca/en/enforcement/osc-whistleblower-program
• Australia - Australian Securities and Investments Commission (ASIC): https://asic.gov.au/about-asic/asic-investigations-and-enforcement/whistleblowing/
• Germany - Federal Financial Supervisory Authority (BaFin): https://www.bkms-system.net/bkwebanon/report/clientInfo?cin=2BaF6&c=-1&language=eng
• France - Autorité des Marchés Financiers (AMF): https://www.amf-france.org/en/forms-and-declarations/whistleblowing
• Switzerland - Swiss Financial Market Supervisory Authority (FINMA): https://www.finma.ch/en/finma/making-a-report/
• Hong Kong - Securities and Futures Commission (SFC): https://www.sfc.hk/en/Lodge-a-complaint/Against-intermediaries-and-market-activities
• Singapore - Monetary Authority of Singapore (MAS): https://eservices.mas.gov.sg/consumerfeedback/
• Denmark - Finanstilsynet (FT): https://www.finanstilsynet.dk/Whistleblower
• Finland - Finanssivalvonta (FIN-FSA): https://prod.finanssivalvonta.fi/finanssivalvonta/ilmoita-vaarinkaytosepailysta/
• Norway - Finanstilsynet (FT): https://finanstilsynet.no/om-finanstilsynet/varsling-til-finanstilsynet/
• Sweden - Finansinspektionen (FI): https://www.fi.se/en/about-fi/contact-us/whistleblowers/